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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-08-28
FL RA APPROVED 2024-08-19
TX RA APPROVED_RES 2024-08-16
  • LA RA
    APPROVED
    Since 2024-08-28
  • FL RA
    APPROVED
    Since 2024-08-19
  • TX RA
    APPROVED_RES
    Since 2024-08-16

Branch Locations

Destin, FL • United States

2306 W Pinhook Rd Ste 101-A, Lafayette, LA 70508 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Lafayette LA 05/2009 11/2018
Raymond James Financial Services, Inc. Lafayette LA 01/2019 08/2024
Raymond James Financial Services Advisors, Inc. Lafayette LA 01/2019 08/2024
Freeport Business Center Lafayette LA 04/2017 03/2022
Ameriprise Financial Services, Llc Lafayette LA 08/2024 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 305 Main St, , Destin, FL, 32541; Investment-Related; 02/01/2010 / Commercial; 2306 W. Pinhook Rd., Suite 101-A, Lafayette, LA, 70508; Not Investment-Related; 03/01/2022. Business Ownership; The #1 Financial Solution Group, L.L.C.; Owner; Manage Ameriprise Business; 830 Gulf Shore Dr, Unit 5087, Destin, FL, 32541; Investment-Related; 01/25/2008; 0 hours per month; 0 during trading hours. Outside Employment; THE #1 FINANCIAL SOLUTION GROUP, L.L.C.; Owner; Manage advisory business; 830 Gulf Shore Dr, Unit 5087, Destin, FL, 32541; Investment-Related; 01/25/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; southlake policies; private placement viatical; 2600E Southlake Blvd, , Southlake, TX, 76092; Investment-Related; 12/20/2017; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-08
S63 Uniform Securities Agent State Law Examination 1986-05-22
  • S65 Uniform Investment Adviser Law Examination
    1993-01-08
  • S63 Uniform Securities Agent State Law Examination
    1986-05-22
Other Names
  • Andy Schmitz
  • Paul A Schmitz
  • Paul Schmitz
  • Andrew Schmitz

View on SEC IAPD

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