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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-08-28 |
| FL | RA | APPROVED | 2024-08-19 |
| TX | RA | APPROVED_RES | 2024-08-16 |
Branch Locations
2306 W Pinhook Rd Ste 101-A, Lafayette, LA 70508 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Lafayette | LA | 05/2009 | 11/2018 |
| Raymond James Financial Services, Inc. | Lafayette | LA | 01/2019 | 08/2024 |
| Raymond James Financial Services Advisors, Inc. | Lafayette | LA | 01/2019 | 08/2024 |
| Freeport Business Center | Lafayette | LA | 04/2017 | 03/2022 |
| Ameriprise Financial Services, Llc | Lafayette | LA | 08/2024 | Present |
Real Estate Ownership; Commercial; 305 Main St, , Destin, FL, 32541; Investment-Related; 02/01/2010 / Commercial; 2306 W. Pinhook Rd., Suite 101-A, Lafayette, LA, 70508; Not Investment-Related; 03/01/2022. Business Ownership; The #1 Financial Solution Group, L.L.C.; Owner; Manage Ameriprise Business; 830 Gulf Shore Dr, Unit 5087, Destin, FL, 32541; Investment-Related; 01/25/2008; 0 hours per month; 0 during trading hours. Outside Employment; THE #1 FINANCIAL SOLUTION GROUP, L.L.C.; Owner; Manage advisory business; 830 Gulf Shore Dr, Unit 5087, Destin, FL, 32541; Investment-Related; 01/25/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; southlake policies; private placement viatical; 2600E Southlake Blvd, , Southlake, TX, 76092; Investment-Related; 12/20/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-22 |
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