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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-04-29 |
Branch Locations
150 N Radnor-Chester Rd Ste A-100 [Qr-Rbo], Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Radnor | PA | 12/2018 | Present |
| Wells Fargo Bank | Radnor | PA | 12/2018 | Present |
| Bny Mellon | New York | NY | 04/2006 | 12/2018 |
TRUSTEE FOR NIECE'S TRUST, INV RELATED, NEW YORK, NY, START: 11/23/2009, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-29 |
| S65 | Uniform Investment Adviser Law Examination | 1994-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-01 |
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