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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-04-29
  • PA RA
    APPROVED
    Since 2019-04-29

Branch Locations

150 N Radnor-Chester Rd Ste A-100 [Qr-Rbo], Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Radnor PA 12/2018 Present
Wells Fargo Bank Radnor PA 12/2018 Present
Bny Mellon New York NY 04/2006 12/2018
  • 12/2018 → Present
    Wells Fargo Clearing Services
    Radnor, PA
  • 12/2018 → Present
    Wells Fargo Bank
    Radnor, PA
  • 04/2006 → 12/2018
    Bny Mellon
    New York, NY
Previous Registrations
  • 2007-07-02 → 2011-12-07
    Philadelphia, PA
  • 2006-05-02 → 2007-07-02
    Mbsc, Llc
    Philadelphia, PA
    Pittsburgh, PA
    Philadelphia, PA
    New York, NY
  • 2002-06-21 → 2004-05-24
    New England Securities
    Wayne , PA
Other Businesses

TRUSTEE FOR NIECE'S TRUST, INV RELATED, NEW YORK, NY, START: 11/23/2009, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-29
S65 Uniform Investment Adviser Law Examination 1994-10-21
S63 Uniform Securities Agent State Law Examination 1986-08-01
  • S66 Uniform Combined State Law Examination
    2019-04-29
  • S65 Uniform Investment Adviser Law Examination
    1994-10-21
  • S63 Uniform Securities Agent State Law Examination
    1986-08-01
Other Names
  • Ron Clark
  • Byron Thomas Clark
  • Byron Clark

View on SEC IAPD

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