Michael C. Charles Fidler

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-10-08
NJ	RA	APPROVED	2012-05-17

TX RA
APPROVED_RES

Since 2013-10-08
NJ RA
APPROVED

Since 2012-05-17

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Avalon , NJ • United States

Moorestown, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Mt. Laurel	NJ	05/2012	Present

05/2012 → Present

Ubs Financial Services Inc.

Mt. Laurel, NJ

Previous Registrations

2009-06-01 → 2012-06-14

Morgan Stanley

Mount Laurel, NJ
2003-01-30 → 2009-06-01

Citigroup Global Markets Inc.

Mount Laurel, NJ

Mt. Laurel, NJ

Other Businesses

BMC MANAGEMENT INC / 39 OVERTON ROAD WINDHAM,NH 03087 / COMPANY/ SPORT & LEISURE FACILITIES / OWN AND OPERATE PLANET FITNESS FRANCHISES / PARTNER / / ONE OF THE THREE PARTNERS THAT WILL OWN FRANCHISES / START DATE 10/29/2013

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-08-11

S66 Uniform Combined State Law Examination

1999-08-11

Other Names

Michael C Fidler
Michael Charles Fidler

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