Scott David Carlin

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1994 → 02/2018
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → 02/2018
  Lincoln Investment
  Rancho Cucamonga, CA
• 02/2018 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 04/1990 → Present
  Carlin Insurance Agency
  Rancho Cucamonga, CA
• 01/2024 → Present
  Southern California Wealth Solutions Aka Socal Wealth Solutions
  Rancho Cucamonga, CA

Previous Registrations

• 2012-01-03 → 2018-02-14
  Legend Advisory, Llc
  Rancho Cucamonga, CA
  Palm Beach Gardens, FL
• 2005-11-29 → 2011-09-08
  Legend Advisory, Llc
  Rancho Cucamonga, CA
  Palm Beach Gardens, FL
  Upland, CA

Other Businesses

1) Carlin Insurance Agency-7365 Carnelian St. #230, Rancho Cucamonga, CA 91730; Investment related; insurance sales & services; Owner/sole proprietor; Start date 4/1990; 100 hrs/mnth; 20-40 hrs/mnth during trading. 2)Souther California Wealth Solutions AKA SoCal Wealth Solutions; 7365 Carnelian St., Suite 230, Rancho Cucamonga CA 91730; Start Date 01/20/2024; Owner/Financial Center Head; Sell Mutual Funds, RIA products and Annuities; 160 hrs/mo; 160 hrs/mo during trading; IR

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-27
• S63 Uniform Securities Agent State Law Examination
  1994-05-27