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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-28
  • FL RA
    APPROVED
    Since 2022-03-28

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

3837 Nw Boca Raton Blvd Ste 100, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Boca Raton FL 10/2012 Present
Great Valley Advisors Boca Raton FL 01/2020 Present
  • 10/2012 → Present
    Lpl Financial Llc
    Boca Raton, FL
  • 01/2020 → Present
    Great Valley Advisors
    Boca Raton, FL
Previous Registrations
Other Businesses

1. 3/29/2018 - LIGHTHOUSE POINT FINANCIAL SERVICES, INC. - NON INVESTMENT RELATED - HOME BASED - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - PRESIDENT - START DATE: 01/01/2018 - APPROX. 2 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING. 2. 03/04/2022 - Sapphire Wealth Advisory, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/15/2022 - 160 Hours Per Month/6 Hours During Securities Trading. 3. 04/26/2022 - Great Valley Advisor Group, Inc. - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/07/2022 - 80 Hours Per Month/60 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-02
S63 Uniform Securities Agent State Law Examination 1986-07-24
  • S65 Uniform Investment Adviser Law Examination
    1992-11-02
  • S63 Uniform Securities Agent State Law Examination
    1986-07-24
Other Names
  • Lynn Suzanne Spinella
  • Lynn Spinella Pagans

View on SEC IAPD

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