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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-28 |
Branch Locations
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
3837 Nw Boca Raton Blvd Ste 100, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boca Raton | FL | 10/2012 | Present |
| Great Valley Advisors | Boca Raton | FL | 01/2020 | Present |
1. 3/29/2018 - LIGHTHOUSE POINT FINANCIAL SERVICES, INC. - NON INVESTMENT RELATED - HOME BASED - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - PRESIDENT - START DATE: 01/01/2018 - APPROX. 2 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING. 2. 03/04/2022 - Sapphire Wealth Advisory, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/15/2022 - 160 Hours Per Month/6 Hours During Securities Trading. 3. 04/26/2022 - Great Valley Advisor Group, Inc. - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/07/2022 - 80 Hours Per Month/60 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-24 |
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