Jon D Kehl

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1984 → Present
  Connecticut Insurance Exchange
  Newington, CT
• 06/1998 → Present
  Jon Kehl Financial Security Seminars
  Newington, CT
• 06/2006 → 12/2018
  Questar Asset Management
  Minneapolis, MN
• 12/2006 → 12/2018
  Questar Capital Corporation
  Minneapolis, MN
• 12/2018 → 06/2024
  Securities America, Inc
  Newington, CT
• 12/2018 → 06/2024
  Securities America Advisors
  Newington, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newington, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newington, CT

Previous Registrations

• 2018-12-11 → 2024-06-14
  Securities America Advisors, Inc.
  Newington, CT
  Newington, CT
• 2006-06-23 → 2018-12-14
  Questar Asset Management, Inc.
  Newington, CT
• 2002-04-02 → 2006-07-24
  Usallianz Securities, Inc.
  Newington, CT
  Newington, CT
  Thomaston, CT

Other Businesses

1. INSURANCE SALES Position: Insurance Sales - Nature: Insurance - Investment Related: No Hours: 25 - Securities Trading Hours: 1 - Start Date: 06/01/1983 Address: 243 RESERVOIR RD NEWINGTON CT 06111 2. CONNECTICUT HUMANE SOCIETY POSITION: Member of Finance Committee NATURE: The Connecticut Humane Society ("CHS") has a board-designated Endowment Fund, currently valued at approximately $60 million and professionally managed by Columbia Threadneedle and invested in diversified equities and fixed income portfolios. Additionally, CHS currently is in the early stages of an $11-13 million Capital Campaign, and has invested funds raised to date (approximately $1 million) in ETFs including Dodge & Cox Income, Vanguard Global Equity funds and PIMCO Enhanced Short Maturity Active ETF. CHS is currently seeking one or more individuals with background in financial investment analysis to serve as non-board members on the CHS Finance Committee, which assists the full board in fulfilling its fiduciary and stewardship of asset functions, and as appropriate makes recommendations to the Board regarding changes to investment and withdrawal policies, as well as setting appropriate benchmarks. Non-board members to this committee will be expected to: 1) attend and participate in quarterly conference calls with Columbia to review the previous quarter activities and results as part of the Finance Committee 2) attend and participate in an annual presentation by Columbia as part of the April Board meeting held in Newington, Connecticut 3) meet annually to discuss changes to or reaffirmation of policies, benchmarks or any other business related to the Endowment Fund or Capital Campaign investments as part of the Finance Committee 4) complete an annual Conflict of Interest statement INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2019 ADDRESS: 701 Russell Rd, Newington CT 06111, United States DESCRIPTION: CHS is currently seeking one or more individuals with background in financial investment analysis to serve as non-board members on the CHS Finance Committee, which assists the full board in fulfilling its fiduciary and stewardship of asset functions, and as appropriate makes recommendations to the Board regarding changes to investment and withdrawal policies, as well as setting appropriate benchmarks. Non-board members to this committee will be expected to: 1) attend and participate in quarterly conference calls with Columbia to review the previous quarter activities and results as part of the Finance Committee 2) attend and participate in an annual presentation by Columbia as part of the April Board meeting held in Newington, Connecticut 3) meet annually to discuss changes to or reaffirmation of policies, benchmarks or any other business related to the Endowment Fund or Capital Campaign investments as part of the Finance Committee 4) complete an annual Conflict of Interest statement

Exams

• S66 Uniform Combined State Law Examination
  1999-01-04