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James Roger White

Mml Investors Services, LLC

Bettendorf, IA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-03-25
  • IA RA
    APPROVED
    Since 2017-03-25

Branch Locations

2550 Middle Road Suite 204, Bettendorf, IA 52722 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Bettendorf IA 05/1979 03/2017
Mml Investors Services, Llc Bettendorf IA 03/2017 Present
Massachusetts Mutual Life Insurance Company Bettendorf IA 07/2016 Present
  • 05/1979 → 03/2017
    Metlife Securities Inc.
    Bettendorf, IA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Bettendorf, IA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Bettendorf, IA
Previous Registrations
  • 1999-01-01 → 2017-03-25
    Msi Financial Services, Inc.
    Bettendorf, IA
    Bettendorf, IA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-20
  • S63 Uniform Securities Agent State Law Examination
    1986-11-20

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Bettendorf, IA
AUSDAL FINANCIAL PARTNERS, INC. · BETTENDORF, IA
OSAIC WEALTH, INC. · BETTENDORF, IA
AOT INVEST LLC · DAVENPORT, IA
OSAIC WEALTH, INC. · DAVENPORT, IA
LPL FINANCIAL LLC · BETTENDORF, IA
TFP MANAGEMENT, LLC · BETTENDORF, IA
EDWARD JONES · BETTENDORF, IA

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