Patrick Michael Mullins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1980 → Present
  Alliance Life
  Dallas, TX
• 04/1980 → Present
  Fidelity Union Life Ins Co.
  King Of Prussia, PA
• 10/2011 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Chester Springs, PA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Chester Springs, PA
  Rockville, MD
• 2011-11-02 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Chester Springs, PA
  Fairview Village, PA

Other Businesses

1. 5/2025- Mullins Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location- 160 Hrs Per Mnth- 10 Hrs During Trading- Start Date 03/01/2025 2. 5/2025- Mullins Wealth Management- Non-Variable Insurance- Inv Rel- At Reported Business Location- 5 Hrs Per Mnth/Trading- Start Date 04/02/2016 3. 5/2025- Patrick Mullins 1203 Pritchard place- Real Estate Rental- Inv Rel- Newtown Square, PA- 1 Hrs Per Mnth/Trading- Start Date 08/09/2020

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-03-26