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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-06-14
MO RA APPROVED 2024-06-14
  • KS RA
    APPROVED
    Since 2024-06-14
  • MO RA
    APPROVED
    Since 2024-06-14

Branch Locations

1002 Nw 12Th Ave, Ava, MO 65608 • United States

2500 W 31St St Suite G-2, Lawrence, KS 66047 • United States

39 Court Square, Gainesville, MO 65655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jb&A Investments Lawrence KS 04/1995 Present
National Planning Corporation Lawrence KS 08/2016 10/2017
Securities America, Inc. Lawrence KS 10/2017 06/2024
Securities America Advisors Lawrence KS 10/2017 06/2024
Osaic Wealth, Inc. Lawrence KS 06/2024 Present
Osaic Wealth, Inc. Lawrence KS 06/2024 Present
  • 04/1995 → Present
    Jb&A Investments
    Lawrence, KS
  • 08/2016 → 10/2017
    National Planning Corporation
    Lawrence, KS
  • 10/2017 → 06/2024
    Securities America, Inc.
    Lawrence, KS
  • 10/2017 → 06/2024
    Securities America Advisors
    Lawrence, KS
  • 06/2024 → Present
    Lawrence, KS
  • 06/2024 → Present
    Lawrence, KS
Previous Registrations
  • 2017-10-16 → 2024-06-14
    Securities America Advisors, Inc.
    Lawrence, KS
  • 2016-08-10 → 2017-10-24
    National Planning Corporation
    Ava, MO
    Lawrence, KS
    El Segundo, CA
    Gainesville, MO
  • 2003-02-07 → 2016-07-05
    Vsr Financial Services, Inc.
    Lawrence, KS
    Lawrence, KS
    Overland Park, KS
    Overland Park, KS
  • 1996-09-23 → 2003-02-07
    The Masters, Inc.
    Lawrence, KS
Other Businesses

1. JB&A Associates Position: Agent Nature: Insurance sales Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 12/31/1980 Address: 2500 W 31st Suite G-2, LAWRENCE KS 66047 2. Blosser Financial Services - DBA / Century Financial Services - DBA 3. JB&A ASSOCIATES POSITION: agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 9/16/2017 ADDRESS: 2500 W 31st Suite G-2, LAWRENCE KS 66047, United States DESCRIPTION: Sell very little insurance but have trails coming in. Also sell a fixed annuity from time to time 4. BLOSSER FINANCIAL SERVICES POSITION: owner NATURE: Blosser Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 09/16/2017 ADDRESS: 2500 W 31st Suite G-2, LAWRENCE KS 66046, United States DESCRIPTION: Give financial advice on investments

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-30
  • S63 Uniform Securities Agent State Law Examination
    1986-07-30
Designations

View on SEC IAPD

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