Phillip Sherwood Freeman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Eureka, CA
• 11/2016 → 09/2025
  Wells Fargo Clearing Services, Llc
  Eureka, CA
• 09/2025 → Present
  Ameriprise Financial Services, Llc
  Mckinleyville, CA

Previous Registrations

• 2008-01-01 → 2025-10-01
  Wells Fargo Clearing Services, Llc
  Eureka, CA
  Trinidad, CA
• 2003-05-30 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Laguna Beach, CA
  Laguna Beach, CA
  Trinidad, CA
  St. Louis, MO
  Eureka, CA
• 1997-07-08 → 2003-06-19
  Citigroup Global Markets Inc.
  Newport Beach, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-01-15