Phillip Sherwood Freeman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-26

CA RA
APPROVED

Since 2025-09-26

Branch Locations

3135 Boeing Ave A1, Mckinleyville, CA 95519 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Eureka	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Eureka	CA	11/2016	09/2025
Ameriprise Financial Services, Llc	Mckinleyville	CA	09/2025	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Eureka, CA
11/2016 → 09/2025

Wells Fargo Clearing Services, Llc

Eureka, CA
09/2025 → Present

Ameriprise Financial Services, Llc

Mckinleyville, CA

Previous Registrations

2008-01-01 → 2025-10-01

Wells Fargo Clearing Services, Llc

Eureka, CA

Trinidad, CA
2003-05-30 → 2008-01-01

A. G. Edwards & Sons, Inc.

Laguna Beach, CA

Laguna Beach, CA

Trinidad, CA

St. Louis, MO

Eureka, CA
1997-07-08 → 2003-06-19

Citigroup Global Markets Inc.

Newport Beach, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-01-15

S63 Uniform Securities Agent State Law Examination

1988-01-15

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews