Ronald Baldari

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 12/2016
  Ameriprise Financial Services, Inc.
  Mayfield, OH
• 01/2017 → 08/2020
  Jp Morgan Securities Llc
  Westerville, OH
• 12/2020 → 06/2022
  Morgan Stanley
  South Jordan, UT
• 08/2020 → 11/2020
  Unemployed
  Broadview Heights, OH
• 06/2022 → Present
  Lpl Financial Llc
  Broadview Heights, OH

Previous Registrations

• 2020-12-23 → 2022-06-14
  Morgan Stanley
  South Jordan, UT
  Columbus, OH
  South Jordan, UT
• 2017-01-04 → 2020-08-24
  J.P. Morgan Securities Llc
  Westerville, OH
  Westerville, OH
  Westerville, OH
  Westerville, OH
  Westerville, OH
  Westerville, OH
  Westerville, OH
  Westerville, OH
• 2009-10-05 → 2017-01-12
  Ameriprise Financial Services, Llc
  Mayfield, OH
  Westlake, OH
  Pepper Pike, OH
• 2007-03-05 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Mayfield, OH
• 2004-07-13 → 2007-03-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cleveland, OH
  Cleveland, OH
• 2003-11-06 → 2004-05-12
  Ameriprise Financial Services, Llc
  Westlake, OH
• 2003-03-04 → 2003-05-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cleveland, OH

Exams

• S66 Uniform Combined State Law Examination
  2002-04-29

Other Names

• Ronald Baldari
• Ron Baldari
• Ronald A Baldari