David S Barnett

Current Employers

Employment History

• 10/2009 → 09/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 07/2011 → 09/2025
  Bank Of America, N.A.
  Scottsdale, AZ
• 09/2025 → Present
  Kestra Investment Services
  Scottsdale, AZ
• 09/2025 → Present
  Kestra Private Wealth Services
  Scottsdale, AZ

Previous Registrations

• 2009-10-23 → 2025-10-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Cave Creek, AZ
  Scottsdale, AZ
  Cave Creek, AZ
• 2002-08-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ

Other Businesses

NAME: ASCEND PRIVATE WEALTH PARTNERS POSITION: Founder & Managing Partner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/16/2025 ADDRESS: 16260 N. 71ST STREET, SUITE 250, SCOTTSDALE AZ 85254, United States DESCRIPTION: Provide financial advice to clients as a Wealth Advisor. Operate Ascend Private Wealth Partners business entity. NAME: RYMARK PLASTICS, LLC POSITION: MEMBER NATURE: THIS IS AN OLD LLC, INACTIVE/NOT USED INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2025 ADDRESS: 6220 E CALLE MARITA, CAVE CREEK AZ 85331, United States DESCRIPTION: NONE NAME: RYMARK HOLDINGS, LLC POSITION: MEMBER NATURE: THIS IS AN OLD LLC, INACTIVE/NOT USED INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2025 ADDRESS: 6220 E CALLE MARITA, CAVE CREEK AZ 85331, United States DESCRIPTION: N/A. THIS IS AN OLD LLC, INACTIVE/NOT USED NAME: RYMARK REAL ESTATE HOLDINGS, LLC POSITION: MEMBER NATURE: THIS IS AN OLD LLC, INACTIVE/NOT USED INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2025 ADDRESS: 6220 E CALLE MARITA, CAVE CREEK AZ 85331, United States DESCRIPTION: NONE. THIS IS AN OLD LLC, INACTIVE/NOT USED NAME: REAL ESTATE SALESPERSON POSITION: REAL ESTATE SALESPERSON NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2025 ADDRESS: 6220 E CALLE MARITA, CAVE CREEK AZ 85331, United States DESCRIPTION: NONE/NOT ACTIVE NAME: LITTLE BARN HOLDINGS, LLC POSITION: MEMBER NATURE: THIS IS AN OLD LLC, INACTIVE/NOT USED INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2025 ADDRESS: 6220 E CALLE MARITA, CAVE CREEK AZ 85331, United States DESCRIPTION: N/A. THIS IS AN OLD LLC, INACTIVE/NOT USED Name: LITTLE BARN, LLC POSITION: Member NATURE: Pass through entity INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2025 ADDRESS: 6220 E Calle Marita, Cave Creek AZ 85331, United States DESCRIPTION: None

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-21
• S63 Uniform Securities Agent State Law Examination
  2000-03-16

Designations

Other Names

• David Scott Barnett