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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-13 |
| CA | RA | APPROVED | 2017-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Fresno | CA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Fresno | CA | 03/2017 | Present |
| Massmutual Life Insurance Co | Fresno | CA | 07/2016 | Present |
INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH, Long-Term Care FROM RESIDENTIAL ADDRESS 1 WEEKDAY AND 0 EVENING/WEEKEND HOURS STARTED 06/1986. Partner of Rental Real Estate IN FRESNO CA 1 EVENING/WEEKEND HOURS SINCE 12/13. Partner of 2nd Rental Real Estate IN FRESNO, CA 1 EVENING/WEEKEND HOUR SINCE 2/14. Partner of 3rd Rental Real Estate IN FRESNO, CA 1 EVENING/WEEKEND HOUR SINCE 2/14
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-21 |
| S65 | Uniform Investment Adviser Law Examination | 1997-04-10 |
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