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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1990-03-19
  • TX RA
    APPROVED
    Since 1990-03-19

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 12/1984 Present
Other Businesses

I*35094 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: VIA DEL ORO, CARROLLTON, TEXAS 75252 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY WITH AN OUTSIDE MANAGEMENT COMPANY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2007 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY MANAGED BY PROPERTY MANAGEMENT COMPANY I*46237 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: CALLIET ST, DALLAS, TEXAS 75209 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY MANAGED BY OUTSIDE PROPERTY MANAGE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2007 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY MANAGED BY PROPERTY MANAGEMENT COMPANY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-12
S63 Uniform Securities Agent State Law Examination 1990-03-15
  • S65 Uniform Investment Adviser Law Examination
    2003-08-12
  • S63 Uniform Securities Agent State Law Examination
    1990-03-15
Other Names
  • Mary Lee Grant
  • Mary Lee Grant

View on SEC IAPD

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