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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-15
TX RA APPROVED_RES 2020-06-12
  • FL RA
    APPROVED
    Since 2020-06-15
  • TX RA
    APPROVED_RES
    Since 2020-06-12

Branch Locations

3001 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. West Palm Bch FL 01/1997 06/2020
Janney Montgomery Scott Llc Palm Beach FL 06/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-01
  • S63 Uniform Securities Agent State Law Examination
    1987-07-01

View on SEC IAPD

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