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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-06-02
  • OH RA
    APPROVED
    Since 2003-06-02

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

325 North Main St, Bellefontaine, OH 43311 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D William Boy Cpa Belelfontaine OH 01/1994 Present
The Union Banking Co. W Mansfield OH 04/1996 Present
Money Concepts Capital Corp Palm Beach Gardens FL 12/2002 Present
Village Of Valley Hi Bellefontaine OH 11/1998 Present
Lake Twp. Logan County Bellefontaine OH 04/2004 Present
  • 01/1994 → Present
    D William Boy Cpa
    Belelfontaine, OH
  • 04/1996 → Present
    The Union Banking Co.
    W Mansfield, OH
  • 12/2002 → Present
    Palm Beach Gardens, FL
  • 11/1998 → Present
    Village Of Valley Hi
    Bellefontaine, OH
  • 04/2004 → Present
    Lake Twp. Logan County
    Bellefontaine, OH
Other Businesses

1.CPA AND CORPORATE ACCOUNTANT WITH BANK 2.LAKE TOWNSHIP, 325 N MAIN STREET, BELLEFONTAINE, OH 43311, CORPORATION, FISCAL OFFICE OF TOWNSHIP, EMPLOYEE, ACCOUNTING OF THE TOWNSHIP, 1-20% HR. MO.8 HRS. MO. DURING SECURITIES TRADING. 3. D. WILLIAM BOY, CPA, 325 NORTH MAIN STREET, BELLEFONTAINE, OH 43311, SOLE PROPRIETORSHIP, TAX PREPARATION/ACCOUNTING NON-INVESTMENT RELATED, OWNER OR SHAREHOLDER, 160 HRS. MO., ALL DURING SECURITIES TRADING. 4. Don M & Margaret Hilliker YMCA, Branch of the YMCA 300 SLOAN BOULEVARD, BELLEFONTAINE, OH 43311, Currently on the Advisory Board Committee, NON INVESTMENT-RELATED, 4 HRS. MO. 5.THE BELLEFONTAINE BOOSTER CLUB, INC., OFFICER, VP, 325 NORTH MAIN STREET, BELLEFONTAINE, OH 43311, 6. TREASURER OF VILLAGE OF VALLEY HI, CORP., 325 NORTH MAIN STREET, BELLEFONTAINE,OH 43311, CLERK/EMPLOYEE, GOVERNMENT ENTITY-VILLAGE, NON INVESTMENT-RELATED, 4 HRS. MO. DURING SECURITIES TRADING. 7. THE NATIONAL EXCHANGE CLUB 1900 OF BELLEFONTAINE, OH, CORP., 325 NORTH MAIN STREET, BELLEFONTAINE, OH 43311, BOARD OF DIRECTORS, NON INVESTMENT -RELATED, 8 HRS. MO. DURING SECURITIES TRADING. 8. BELLEFONTAINE ROTARY CLUB, CORP., P O BOX 333, BELLEFONTAINE, OH 43311, BOARD OF DIRECTORS, NON INVESTMENT-RELATED, OFFICER, 8 HRS. MO. DURING SECURITIES TRADING. 9. GRACE CHAPEL, CORP., 500 LINDEN STREET, WEST LIBERTY, HO 43357, CONSULTING SEVICES, NON-INVESTMENT RELATED, 4 HRS. MO. DURING SECUTIRES TRADING. 10. UNION BANKING COMPANY, 105 EAST CENTER STREET, P O BOX 7, WEST MANSFIELD, OH 43358, CORP., PRESIDENT, CEO, CFO, CHARIMAN OF THE BOARD, EMPLOYEE, OFFICER, DIRECTOR, OWNER OR SHAREHOLDER, NON-INVESTMENT RELATED, 8 HRS. MO DURING SECURITIES TRADING. 11. Discovery Riders, Inc., 5850 St. Rt. 292, Zanesfield, OH. Board Member, Director. Non-investment related, 1-20% time spent on activity during non-securities hrs. 12. Don M. & Margaret Hilliker YMCA Foundation, 300 Sloan Boulevard Bellefontaine, OH 43311. Board of Directors, Director. Non-investment related, 1-20% time spent on activity during non-securities hrs. 13. Jacob Estes For Judge, since 10/1/2022, Officer, Non-investment related, 1-10% time spent on activity during securities hrs. 14. Treasurer of campaign of Silas Augsburger for City Council, since 3/17/2025, officer, Bookkeeping and report filing. Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1999-09-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1999-09-11
Other Names
  • Bill Boy

View on SEC IAPD

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