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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-05-05 |
Branch Locations
3701 Corporate Parkway Suite 110, Center Valley, PA 18034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Allentown | PA | 05/2009 | Present |
1. Lehigh County Agricultural Society; 302 N 17th St, Allentown, PA 18104; Agricultural Society; Board of Directors; 01/01/2015; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. Lehigh County Agricultural Society; 302 N 17th St, Allentown, PA 18104; Agricultural and entertainment; Assistant Treasurer; Work with the Treasurer and Exec Committee; 01/14/2025; 3hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-16 |
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