Bernard Allen Iii

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2011 → Present
  Bank Of America,N.A.
  Chicago, IL

Other Businesses

I*393487For profit or not for profit: Name of outside business organization: Walter Payton College PrepInvestment related: NAddress of business: Chicago, Illinois, 60610Nature of business: ["School, College or University"]Position, title, association: ["Employee"], Start date of relationship: 2/28/2022Number of hours devoted: 20 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Assistant softball Coach I*1701275, Entity Type:Entity For Profit, Name of OBA:342 Terrill Avenue, LLC, Address: Grand Haven, MI 49417, Investment Related:No, Position, Title, Association: Owner, Employee Start Date:Owner No Hours: No Hours during trading: Duties: Rental Property and we will not have any responsibilities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-15
• S63 Uniform Securities Agent State Law Examination
  1986-06-03

Other Names

• Bernie Allen
• Bernard G Allen
• Bernie Allen
• Bernard G Allen