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1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-04 |
| MA | RA | APPROVED | 2022-07-07 |
Branch Locations
1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
120 King Street, Northampton, MA 01060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apella Capital | Lenox | MA | 01/2012 | 12/2020 |
| Gage Wiley D/B/A St. Germain | Northampton | MA | 01/2021 | Present |
| St. Germain Securities, Inc | Northampton | MA | 01/2021 | 12/2024 |
Mass. Maritime Academy Parents Association, at large Board Member, not investment-related, Buzzard's Bay, Massachusetts, public school, beginning 1/2022, 8-10 non-market hours per month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-06-23 |
| S65 | Uniform Investment Adviser Law Examination | 2005-11-14 |
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