James Michael Freeman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1994 → 12/2022
  Cantella & Co., Inc.
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2003 → 06/2023
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2002-05-10 → 2023-06-01
  Cantella & Co., Inc.
  Boston, MA
  Malden, MA
  Malden, MA

Other Businesses

1) CANTELLA INSURANCE AGENCY, 389 Main St., 1st Flr, Malden MA, 12/2022, Agent, 1099 Contractor, INV REL, 5 HR/MO, 5 HR/MO Trading 2) JAMES FREEMAN, Georgetown MA, 12/2022, Owner, Real Estate, NIR, 5 HR/MO, 0 HR/MO Trading 2) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING 3) JULIAD ENTERPRISES, Georgetown MA, 12/2022, Owner, Using as dba, NIR, 10 HR/MO, 5 HR/MO Trading 4) CANTELLA, 389 Main St., Ste 101, Malden MA 02148, United States, 10/31/2025, Agent, DBA Name, INV REL, 0 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-16
• S63 Uniform Securities Agent State Law Examination
  1986-05-29

Other Names

• Jim Freeman