Joshua Karwowski

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Indianapolis, IN
• 11/2016 → 06/2024
  Wells Fargo Clearing Services, Llc
  Indianapolis, IN
• 06/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Indianapolis, IN

Previous Registrations

• 2003-07-01 → 2024-06-07
  Wells Fargo Clearing Services, Llc
  Indianapolis, IN
  Indianapolis, IN
• 1999-02-09 → 2003-07-01
  Prudential Equity Group, Llc
  Indianapolis, IN

Other Businesses

POWER OF ATTORNEY FOR FATHER, IN RELATED, INDIANAPOLIS, IN, START: 3/11/2022, 2 HRS MONTH, 0 HRS DURING TRADING. EXECUTOR FOR UNCLE, INV RELATED, FISHERS, IN, START: 9/26/2023, 2 HOURS A MONTH, 0 HOURS DURING TRADING. JKWIM LLC; INV RELATED; INDIANAPOLIS, IN; 100% OWNERSHIP; START DATE 6/7/2024; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; FINET PRACTICE. KEYSTONE WEALTH & INVESTMENT MANAGEMENT LLC; INV RELATED; INDIANAPOLIS, IN; 50% OWNERSHIP; START DATE 6/7/2024; 160 HOURS A MONTH; 160 DURING TRADING; FINET PRACTICE. KEYSTONE WEALTH & INVESTMENT MANAGEMENT, LLC 401K; INV RELATED; INDIANAPOLIS,IN; TRUSTEE ON FINET OFFICE ; TRUSTEE; START DATE: 09/23/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-21
• S63 Uniform Securities Agent State Law Examination
  1998-10-12

Other Names

• Joshua Michael Karwowski