Robert James Ellis

Current Employers

Employment History

• 08/2013 → 10/2018
  Private Advisor Group, Llc
  Morristown, NJ
• 10/2018 → Present
  Raymond James Financial Services, Inc.
  Orchard Park, NY
• 10/2018 → Present
  Raymond James Financial Services Advisors, Inc.
  Orchard Park, NY
• 08/2022 → 07/2024
  Crux Wealth Advisors, Llc
  Orchard Park, NY
• 10/2022 → 07/2024
  Robert J. Ellis Financial Advisors, Llc, Legacey Partner With C
  Orchard Park, NY

Previous Registrations

• 2013-08-06 → 2018-11-27
  Private Advisor Group, Llc
  Orchard Park, NY
  Morristown, NJ
• 2012-06-26 → 2013-07-26
  Lpl Financial Llc
  Orchard Park, NY
  Morristown, NJ
  Orchard Park, NY
• 2006-06-02 → 2011-12-20
  Ic Advisory Services, Inc.
  Bedminster, NJ
  Orchard Park, NY
• 1997-10-04 → 2006-10-02
  The Investment Center, Inc.
  Orchard Park, NY

Other Businesses

(1) Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 01/14/2026 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Succesion deal on file includes a component comprized of a seller financed note ( loan between buyer and seller)\n (2) Name of Business: Noble Wealth Partners Address: 475 International Drive, Williamsville, NY, 14221, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/14/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: financial advisor (3) Name of Business: Noble Wealth Partners Affialate Holdings LLC Address: 475 International Dr Ste 400, Williamsville, NY, 14221-5768, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Shareholder in LLC: Financial Advisor with the OSJ (4) Name of Business: Specific Solutions, LLC Address: 475 International Drive, Williamsville, NY, 14221, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 12/10/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sell fixed annuities and non-variable life insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-05
• S63 Uniform Securities Agent State Law Examination
  1986-06-17

Other Names

• Bob Ellis