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Donald Robert Ames

Ames Capital Management, Inc.

Sarasota, FL

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Current Employers
Ames Capital Management, Inc.

Sarasota, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-03
  • FL RA
    APPROVED
    Since 2025-12-03

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Highlands NJ 11/2004 Present
Ames Capital Management, Inc. Sarasota FL 04/2013 Present
Level Four Advisory Services, Llc Dallas TX 11/2022 Present
  • 11/2004 → Present
    Self Employed
    Highlands, NJ
  • 04/2013 → Present
    Sarasota, FL
  • 11/2022 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
Other Businesses

DONALD AMES IS AN ATTORNEY LICENSED TO PRACTICE LAW IN THE STATE OF NEW YORK, IS A CPA AND WORKS AS A CONSULTANT, WHICH ACCOUNTS FOR APPROXIMATELY 20% OF HIS TIME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-06
S63 Uniform Securities Agent State Law Examination 1994-11-19
  • S65 Uniform Investment Adviser Law Examination
    2013-08-06
  • S63 Uniform Securities Agent State Law Examination
    1994-11-19

View on SEC IAPD

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