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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2008 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2008 | Present |
1) JACKSON NATIONAL LIFE, 1 CORPORATE WAY LANSING MI, 11/2008, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/MO 5/TRADING 2) GUARDIAN INSURANCE & ANNUITY CO, LEHIGH VALLEY PA, 11/2008, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/MO .5/TRADING 3) CRUMP INSURANCE, HARRISBURG PA, 11/2008, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/MO .5/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, 10/2008, INV REL, 25/WK 25/TRADING 5) PRINCETON RETIREMENT PLANNING & WEALTH MANAGEMENT LLC, 465 WALL ST PRINCETON NJ, 10/2008, MANAGING MEMBER, INV REL, 1 HR/MO 0 HR/MO TRADING 6) LANDLORD, NORTH MYRTLE BEACH, SC, 9/2018, NIR, 1/MO 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-01 |
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