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Gregory Edward Joseph Galloway

Stifel, Nicolaus & Company, Incorporated

Idaho Falls, ID

CRD 1500059

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-13
ID RA APPROVED 2011-01-13
  • TX RA
    APPROVED_RES
    Since 2020-01-13
  • ID RA
    APPROVED
    Since 2011-01-13

Branch Locations

Snake River Landing, 900 Pier View Drive Suite 102, Idaho Falls, ID 83402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Idaho Falls ID 01/2010 Present
  • 01/2010 → Present
    Stifel Nicolaus & Co Inc
    Idaho Falls, ID
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-12
S63 Uniform Securities Agent State Law Examination 1986-07-01
  • S65 Uniform Investment Adviser Law Examination
    2011-01-12
  • S63 Uniform Securities Agent State Law Examination
    1986-07-01

View on SEC IAPD

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