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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-15 |
Branch Locations
30675 Solon Rd., Suite 202, Solon, OH 44139 • United States
30675 Solon Rd., Suite 202, , Solon, OH 44139 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Broadview Hts | OH | 06/1980 | 03/2017 |
| Metlife Securities Inc. | Broadview Heights | OH | 06/1980 | 03/2017 |
| Mml Investors Services, Llc | Solon | OH | 03/2017 | 07/2026 |
| Mass Mutual Life Insurance Company | Solon | OH | 07/2016 | 07/2026 |
| Lpl Financial Llc | Solon | OH | 07/2026 | Present |
1. 07/2026 - Regal Financial - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 130 Hrs During Trading - OBA start date: 7/14/2026 2. 07/2026 - Jill L and Mark J Zumack - Real Estate Rental - Investment related - Independence OH 44131 - 02 Hrs/Mth - 00 Hrs During Trading - OBA start date: 12/01/2023 3. 07/2026 - Stratos wealth management - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 130 Hrs During Trading - OBA start date: 7/14/2026
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