Nancy Dunham Cleveland

Employer firm

Nbt Capital Management, Inc. CRD 104932

$1.61B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 04/2022
  Maple Lake Investment Management, Inc.
  Brookfield, WI
• 04/2022 → Present
  Nbt Capital Management, Inc
  Johnson City, NY

Previous Registrations

• 2005-04-01 → 2022-04-29
  Cleveland Hauswirth Investment Management, Inc.
  Milwaukee, WI
  Milwaukee, WI
  Milwaukee, WI
• 2001-08-13 → 2005-05-11
  Innovative Investment Advisory, Inc.
  Brookfield, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-06
• S63 Uniform Securities Agent State Law Examination
  1986-08-01