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3800 St. Elmo Ave. Suite 129, Chattanooga, TN 37409 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-06-02 |
| TN | RA | APPROVED | 2020-05-27 |
| TX | RA | APPROVED | 2020-05-23 |
Branch Locations
3800 St. Elmo Ave. Suite 129, Chattanooga, TN 37409 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chattanooga | TN | 01/2010 | Present |
| Innovative Advisory Partners, Llc | Hixson | TN | 01/2018 | 06/2020 |
| Apex Strategic Wealth, Llc | Chattanooga | TN | 03/2020 | Present |
1. 3/12/2010 - McGee Pragnell Band - Not Investment Related - Other-Musician - Time Spent: 5%. 2. 6/30/2020 - APEX Strategic Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - CCO/OSJ - Started 03/16/2020 - 120 Hours Per Month During Securities Trading - I provide Compliance/Supervision services through APEX Strategic Wealth, LLC, an independent investment advisor firm. I started this business activity on 06/2020. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial 3. 03/16/2022 - Simplicity- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 03/15/2022 - 4 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-08 |
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