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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-30 |
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
53 W. Jackson Boulevard Suite 319, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Chicago | IL | 06/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Chicago | IL | 01/2009 | Present |
| Goodfriend Llc | Chicago | IL | 10/2024 | Present |
(1)Name of Business: Goodfriend LLC Address: 53 W Jackson Blvd Ste 319, Chicago, IL, 60604-3695, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 10/25/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a support company / S Corp for my Raymond James practice. It is only for that purpose. It is not an RIA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-23 |
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