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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-06-08 |
Branch Locations
150 St Andrews Court Suite 500, Mankato, MN 56001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments, Inc | Madison | MN | 08/2001 | Present |
| Workman Retirement Planning, Llc | Mankato | MN | 04/2006 | Present |
1)Workman Retirement Planning LLC - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Workman Properties, LLC | 150 St. Andrews Court, Suite 500, Mankato, MN 56001| Owner | Description: Own the building my office is in | Beginning 2006 | 1 hour per month, 0 during trading hours | Paid position | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-17 |
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