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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-12 |
| OH | RA | APPROVED | 2017-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Dublin | OH | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Dublin | OH | 07/2016 | Present |
| Mml Investors Services | Dublin | OH | 03/2017 | Present |
(1) Name: George W. Jackson Inv rel: Y Add: At Residential Address Nature: Individual Life, Health, Group Life, Group Health, & Traditional Life, Long Term Care, Disability income, and Fixed Annuities Position: Agent Start date: 5/1/2000 No. HR/MO: 5 No. HR/MO during sec trading: 5 (2) Name: National Football Foundation Inv rel: N Add: 433 Las Colinas Blvd., Irving, TX 75039 Nature: Nonprofit Organization Position: Board member Start date: 6/1/2021 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Participate in Board Meetings and organize/manage annual banquet/fundraiser.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-01-27 |
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