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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 06/2009 | 12/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 12/2023 |
| L.M. Kohn & Company | Cincinnati | OH | 01/2024 | 11/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2025 | Present |
| Cetera Investment Advisers Llc | Cincinnati | OH | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-18 |
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