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James Garner

Morgan Stanley

Little Rock, AR

CRD 1497791

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-10-27
TX RA APPROVED_RES 2025-10-08
  • AR RA
    APPROVED
    Since 2025-10-27
  • TX RA
    APPROVED_RES
    Since 2025-10-08

Branch Locations

2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associate Little Rock AR 04/2015 10/2025
Morgan Stanley Little Rock AR 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 11/2025 Present
  • 04/2015 → 10/2025
    Raymond James & Associate
    Little Rock, AR
  • 10/2025 → Present
    Little Rock, AR
  • 11/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

Double Eagle Investments LLC / Little Rock, AR / Business Owner / Partner / Not Investment Related / Start 17-November-2014 / 2-10 hours devoted monthly / 0-1 during trading / Half owner of business investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-15
S63 Uniform Securities Agent State Law Examination 1987-07-16
  • S65 Uniform Investment Adviser Law Examination
    1999-07-15
  • S63 Uniform Securities Agent State Law Examination
    1987-07-16
Other Names
  • Jim Garner
  • Jim H Garner
  • James Hydrick Garner

View on SEC IAPD

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