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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Distribution, Inc | Purchase | NY | 12/2007 | Present |
3. *427682 - The 1921 Institute LLC; Investment related - No; Houston, Texas; Non-Profit, Private Foundation; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 2;Other
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-18 |
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