Richard Liston Craig

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-10-05

TX RA
APPROVED

Since 2007-10-05

Branch Locations

5128 Apache Plume Rd, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Worth	TX	10/2007	Present
Bank Of America, N.A.	Fort Worth	TX	06/2011	Present

10/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX
06/2011 → Present

Bank Of America, N.A.

Fort Worth, TX

Previous Registrations

2005-01-27 → 2007-10-11

Wells Fargo Investments, Llc

Fort Worth, TX

Fort Worth, TX

Other Businesses

I*21824FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RICHARD CRAIG O&GINVESTMENT RELATED: NADDRESS OF BUSINESS:FORT WORTH, TEXAS 76185NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SOLE PROPRIETOR I*101699For profit or not for profit: For-Profit OrganizationName of outside business organization: Richard CraigInvestment related: YAddress of business:Sweetwater, Texas 79556Nature of business: Family Business,Position, title, association: Owner, Start date of relationship: 8/26/2016Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Ranch ownership with possible wind lease I*3702284, Entity Type: Entity For Profit, Name of OBA: Craig Home Flip/Build, Address: Fort Worth, Texas, 76185, Investment Related: N, Position, Title, Association: Treasurer, Employee Start Date: 02/10/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Accounting/Financing, Buy/build and flip homes with my wife

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-22
S63	Uniform Securities Agent State Law Examination	1986-08-21

S66 Uniform Combined State Law Examination

2005-01-22
S63 Uniform Securities Agent State Law Examination

1986-08-21

View on SEC IAPD