Perry Jay Koplik

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  North Plainfield, NJ
• 07/2016 → 08/2021
  Massachusetts Mutual Life Insurance Company
  Bridgewater, NJ
• 03/2017 → 08/2021
  Mml Investors Services, Llc
  Bridgewater, NJ
• 08/2021 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2021 → Present
  Pf Compass, Llc
  Bridgewater, NJ

Previous Registrations

• 2017-03-25 → 2021-08-06
  Mml Investors Services, Llc
  Bridgewater, NJ
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  North Plainfield, NJ
• 2002-07-23 → 2015-01-02
  New England Securities
  Somerville, NJ
  North Plainfield, NJ

Other Businesses

1. Fixed insurance sales; as of 8/4/2021; Approximately 40% of time spent during business hours; Conducted at branch location; Investment related. 2. Group Insurance Benefits, PF Compass, LLC; as of 8/42021; Approximately 40% of time spent during business hours; Conducted at branch location; Investment related. 3. Co-owner, PF Compass, LLC; group benefits; as of 10/02/2015; Approximately 40% of time spent during business hours; Conducted at branch location; Investment related. 4. Owner, Preferred Financial Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 3/8/2023; 100% time spent during business hours; Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-08-25

Other Names

• Perry J Koplik