Gary Alan Soble

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-12-31

CA RA
APPROVED

Since 1997-12-31

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Diego	CA	12/1993	Present
Usana Distributer	San Diego	CA	02/1995	Present

12/1993 → Present

Lpl Financial, Llc

San Diego, CA
02/1995 → Present

Usana Distributer

San Diego, CA

Other Businesses

1.06/01/2009; USANA; Direct Sales; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 2.08/14/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Seapoint Wealth Advisors; Investment Related; at Reported Business Location(s); Start Date 08/14/2026; 80hrs/mth; 80hrs during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-04-19

S63 Uniform Securities Agent State Law Examination

1994-04-19