William Edward Poindexter

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 09/2019
  Huntington National Bank
  Columbus, OH
• 05/1999 → 03/2019
  The Huntington Investment Company
  Columbus, OH
• 02/2020 → Present
  Principal Life Insurance Co
  Dublin, OH
• 02/2020 → Present
  Principal Securities Inc
  Dublin, OH
• 09/2019 → 02/2020
  Unemployment
  Dublin, OH
• 01/2024 → Present
  Sanfillipo Financial
  Dublin, OH
• 01/2024 → Present
  Residently Speaking
  Dublin, OH

Previous Registrations

• 2006-03-17 → 2019-04-08
  The Huntington Investment Company
  Columbus, OH
  Columbus, OH
  Columbus, OH
  Columbus, OH
  Cincinnati, OH

Other Businesses

***Fixed Insurance; Not Investment Related; Dublin, OH; Agent; Life, Annuities, DI, Group, LTC, Health; Start Date: 04/21/2021; 2 hrs per month; 2 during trading hours. ***Short North Alliance; Not Investment Related; Columbus, OH; Finance Committee Member; Support the mission of nurturing the North Short Arts District. Provide insight, expertise and counsel on mission with reports to Finance as a voting member of the Finance Committee. No check writing, access to funds, or investment decisions.; Start Date: 01/01/2019; 2 hrs per month; 1 during trading hours. ***Experience Columbus - Greater Columbus Convention & Visitors Bureau; Not Investment Related; Columbus, OH; Certified Tourism Ambassador; check in attendees at a welcome booth or provide them information on an attraction or the event at an information booth, event set up; Start Date: 01/01/2014; 2 hrs per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-04
• S63 Uniform Securities Agent State Law Examination
  2003-04-18

Other Names

• William Edward Poindexter