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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-11 |
| CA | RA | APPROVED | 2018-08-22 |
Branch Locations
101 Metro Drive Suite 264, San Jose, CA 95110 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | San Jose | CA | 04/1986 | 08/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | La Selva Beach | CA | 03/1988 | Present |
| Elaine Manley, Inc. | Santa Clara | CA | 01/1998 | 02/2018 |
| Jackson National | Sunnyvale | CA | 02/2016 | Present |
| League Of Women Voters Cupertino-Sunnyvale | Sunnyvale | CA | 06/2016 | Present |
| Emoney Advisors | Radnor | PA | 03/2017 | 03/2018 |
| Mutual Securities, Inc. | Camarillo | CA | 08/2018 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 08/2018 | Present |
1. INDEPENDENT INSURANCE AGENT, START DATE: 04/24/1986, 101 METRO DRIVE, SUITE 264, SAN JOSE, CA 95110, SOLE-PROPRIETOR, INSURANCE AGENT, OWNER, ADVISE CLIENTS ON INSURANCE AND HELP THEM IMPLEMENT SOLUTIONS, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS. 2. League of Women Voters of Cupertino-Sunnyvale, Start Date: 07/01/2019, 1075 Hampshire Ct, Sunnyvale, CA 94087, 501c3 Corporation, Board of Directors, Board Member, Board meetings and projects related to Voter Service, Not Investment Related, 2 hours per month, 0 hours per day during trading hours. 3. Jackson National Life Insurance Company, Start Date: 08/27/2018, 1 Corporate Way, Lansing, MI 48951, Corporation, Insurance Sales Agent, Agent, Life Insurance and Annuity sales and service, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. Financial Journey Partners, Inc., Start Date: 08/17/1998, 101 Metro Dr., Ste. 264, San Jose, CA 95110, S Corporation, Administrative Operations and Book Sales, President and Book Author, Manage income, expenses, tax reporting for the business, supervise research, technology, HR functions and write books to give to clients, prospects and the books are available for sales through Amazon, Not Investment Related, 13 Hours per month, 0 Hours per day during trading hours. 5. Book Writing and Sale, Start Date: 09/15/2023, 101 Metro Dr., Ste. 264, San Jose, CA 95110, Book written as owner of FJP, Book Sales, Co-Author of Book, Scott and I are writing books to give to clients and prospects and available for sale on Amazon, Investment Related, 1 Hour per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-15 |
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