Joseph Paul Catalfano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  La Familia Hair Salon
  Glendale, AZ
• 12/2011 → 03/2018
  Sagepoint Financial
  Phoenix, AZ
• 03/2018 → Present
  Fsc Securities Corporation
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2018-03-21 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
• 2017-12-06 → 2018-03-20
  Osaic Services, Inc.
  Scottsdale, AZ

Exams

• S66 Uniform Combined State Law Examination
  2017-12-05
• S63 Uniform Securities Agent State Law Examination
  1986-06-03