Richard Warner Holt

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Osaic Wealth, Inc.
  Atlanta, GA

Previous Registrations

• 2010-04-12 → 2011-08-02
  Securities America Advisors, Inc.
  Atlanta, GA
• 2003-10-15 → 2010-03-31
  Gunnallen Financial, Inc
  Tampa, FL
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) WEALTHBROOK ADVISORS COLLEGIATE DIVISION POSITION: Other - Agent -Representative NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2011 ADDRESS: 3121 Maple Drive Ne Suite 110 Atlanta, GA 30305, atlanta GA 30305, United States DESCRIPTION: I offer fixed products that include term insurance, universal life, long term care, whole life and other fixed products 2) THE IVYS CONDOMINIUM ASSOCIATION POSITION: Board Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/25/2019 ADDRESS: 3777 Roswell Road, Atlanta GA 30342, United States DESCRIPTION: Member of the board, 7 members of the board

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-12

Other Names

• Rick Holt
• Richard Warner Holt