Dino Joseph Macaluso

Current Employers

Pks Advisory Services, Llc

80 State Street, Albany, NY 12207 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-15
NY	RA	APPROVED	2021-04-08

TX RA
APPROVED_RES

Since 2025-05-15
NY RA
APPROVED

Since 2021-04-08

Branch Locations

80 State Street, Albany, NY 12207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	03/1997	Present
Pks Advisory Services, Llc :	Albany	NY	05/2007	Present

03/1997 → Present

Purshe Kaplan Sterling Investments

Albany, NY
05/2007 → Present

Pks Advisory Services, Llc :

Albany, NY

Other Businesses

1) PKSA (PKS ADVISORY) 18 CORPORATE WOODS BLVD, ALBANY, NY 12211, RIA/INVESTMENT ADVISOR REP 2) PKS FINANCIAL; INVESTMENT RELATED 18 CORPORATE WOODS BLVD ALBANY, NY 12211; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE:3/1/1997

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-05-08
S63	Uniform Securities Agent State Law Examination	1986-05-28

S65 Uniform Investment Adviser Law Examination

2007-05-08
S63 Uniform Securities Agent State Law Examination

1986-05-28

View on SEC IAPD

Current Employers

Pks Advisory Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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