Michael Dale Otis

Current Employers

Employment History

• 04/1999 → Present
  J & M Benefits
  Spokane, WA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-09-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  Midvale, UT
  Billings, MT
  Kalispell, MT
  Spokane Valley, WA
  Washougal, WA
  Tempe, AZ
  Midvale, UT

Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10616 E VALLEY WAY AVE; SPOKANEVALLEY; WA; 99206; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/15/2008; 128; 128; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY: FRP FINANCIAL; Yes; 10616 E VALLEY WAY AVE; SPOKANEVALLEY; WA; 99206; FINANCIAL SERVICES/DBA; OWNER/VICE PRESIDENT; 2/4/2016; 160; 160; SELL AND SERVICE FIXED INSURANCE & SECURITIES PRODUCTS. 3. NAME OF ENTITY: J & M Benefits DBA FRP Financial; Yes; 10616 E VALLEY WAY AVE; SPOKANEVALLEY; WA; 99206; DBA; owner; 5/11/2009; 160; 160; DBA for fixed insurance|NAME OF ENTITY:US FIGURE SKATING; No; 20 FIRST STREET; COLORADO SPRINGS; CO; 80906-3697; ice skating association; ice skating judge & Volunteer instructor; 8/15/2008; 8; 8; ice skating judge 4. NAME OF ENTITY: EAGLES OPERATIONS; No; 6321 N ADDISON; SPOKANE; WA; 99208; NON-PROFIT ORGANIZATION; BOARD MEMBER; 4/30/2017; 10; 0; ACT WITH BOARD MEMBER TO SET POLICY, GOALS & BUDGET. EVAUATE OPERATIONS AND PROVIDE GUIDANCE TO MANAGEMENT. 5. NAME OF OTHER BUSINESS: LIBERTY LAKE LIONS CLUB; INVESTMENT RELATED: NO; ADDRESS: BARLOWS RESTAURANT LIBERTY LAKE, WA 99037; NATURE OF BUSINESS: NON PROFIT; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: LIONS CLUB MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NON PROFIT WORK; 6.NAME OF OTHER BUSINESS: SPOKANE FIGURE SKATING CLUB; INVESTMENT RELATED: NO; ADDRESS: FRONTIER ICE ARENA COEUR D ALENE, ID 83854; NATURE OF BUSINESS: ICE SKATING CLUB; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: ICE SKATING INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ICE SKATING LESSONS AND TRAINING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-29
• S63 Uniform Securities Agent State Law Examination
  1986-04-19

Other Names

• Mike Otis