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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-03-21
  • WA RA
    APPROVED
    Since 2024-03-21

Branch Locations

420 N Evergreen Rd Suite 500, Spokane Valley, WA 99216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Bch Financial Group Denver CO 11/2017 06/2026
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 11/2017 → 06/2026
    Bch Financial Group
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2005-06-02 → 2012-02-28
    Pacific West Financial Consultants Inc
    Spokane Valley, WA
    Renton, WA
  • 2004-07-27 → 2005-06-01
    Kovack Securities Inc.
    Spokane Valley, WA
  • 2003-11-24 → 2004-03-29
    Crown Capital Securities, L.P.
    Spokane Valley, WA
  • 2002-08-09 → 2003-11-24
    Metropolitan Financial Services, Inc.
    Spokane, WA
Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START JANUARY 2015, 3 HOURS PER WEEK - VARIES DURING TRADING (2) NAME OF OTHER BUSINESS: CORE FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES DBA ; START DATE: 03/2020 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40+ ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING FOR INDIVIDUALS AND CORPORATIONS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-22
  • S66 Uniform Combined State Law Examination
    2002-07-22

View on SEC IAPD

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