Christopher John Sullivan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 11/2017 → 06/2026
  Bch Financial Group
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-06-02 → 2012-02-28
  Pacific West Financial Consultants Inc
  Spokane Valley, WA
  Renton, WA
• 2004-07-27 → 2005-06-01
  Kovack Securities Inc.
  Spokane Valley, WA
• 2003-11-24 → 2004-03-29
  Crown Capital Securities, L.P.
  Spokane Valley, WA
• 2002-08-09 → 2003-11-24
  Metropolitan Financial Services, Inc.
  Spokane, WA

Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START JANUARY 2015, 3 HOURS PER WEEK - VARIES DURING TRADING (2) NAME OF OTHER BUSINESS: CORE FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES DBA ; START DATE: 03/2020 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40+ ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING FOR INDIVIDUALS AND CORPORATIONS ;

Exams

• S66 Uniform Combined State Law Examination
  2002-07-22