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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-17
MN RA APPROVED 2014-01-30
  • TX RA
    APPROVED_RES
    Since 2023-05-17
  • MN RA
    APPROVED
    Since 2014-01-30

Branch Locations

403 4Th St Nw Ste 100, Bemidji, MN 56601-3155 • United States

Laporte, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bemidji MN 06/2012 03/2020
Ameriprise Financial Services, Llc Bemidji MN 03/2020 Present
Other Businesses

Business Ownership; rlhl inc; ; pay office expenses; 403 4th st nw suite 100Bemidji Minnesota 56601, ,; Not Investment-Related; 12/31/2014; 0 hours per month; 0 during trading hours. Other Business Activities; minnesota life; i will receive prviously earned comp directly from Minn. Life; 1119 minn avebemidji mn 56601, ,; ; 12/07/2012; 0 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-19
  • S63 Uniform Securities Agent State Law Examination
    1986-04-19
Other Names
  • Harold Sanders

View on SEC IAPD

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