Robert Louis Errico

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Lpl Financial, Llc
  Newport Beach, CA

Previous Registrations

• 1997-12-15 → 2006-02-28
  Ameriprise Financial Services, Llc
  Newport Beach, CA

Other Businesses

1. 10/10/2005 - Robert L. Errico, CFP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Whole life, term insurance, fixed annuities, LTC, & disability insurance. 2. 10/24/2005 - ROBERT L ERRICO, CFP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - TIME SPENT 10% - SELLING FIXED INSURANCE - WHOLE LIFE, TERM, FIXED ANNUITIES, LTC, DI. 3. 3/30/2010 - ROBERT ERRICO, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-29
• S63 Uniform Securities Agent State Law Examination
  1988-08-09

Designations

• Certified Financial Planner