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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-06-29 |
Branch Locations
2900 S Phillips Ave Ste 300, Sioux Falls, SD 57105 • United States
Sioux Falls, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Sioux Falls | SD | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; Fixed insurance sales; Independent insurance agent; 1/1/1998; 12; 12; Sales of fixed insurance; 2. NAME OF ENTITY:Total Administrative Services Corporation; Yes; 2302 INTERNATIONAL LN; MADISON; WI; 53704; 3rd party administrator for Section 105 and Cafeteria plans; Agent/broker; 1/1/1991; 1; 1; sell plans for clients who need Section 105 or Cafeteria plans;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-12 |
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