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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-03-19 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Newtown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 04/2006 | Present |
OTHER BUSINESS NAME:UNITED UKRANIAN AMERICAN RELIEF COMMITTEE, INC. LOCATION: 1206 COTTMAN AVENUE, PHILADELPHIA, PA 19111. NATURE OF BUSINESS: NON-PROFIT ORGANIZATION PROVIDING HUMANITARIAN AID WHERE THE NEED IS THE GREATEST. POSITION OR TITLE: MEMBER OF AUDIT & INVESTMENT COMMITTEE. RESPONSIBILITIES: REVIEW FOUNDATIONS ENDOWMENT & ASSIST WITH INVESTMENT REVIEWS. THIS IS A VOLUNTEER POSITION WITH NO COMPENSATION. INVESTMENT-RELATED: YES. HOURS PER MONTH:2 HOURS PER MONTH/NONE DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-17 |
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