Gregory Joseph Paine

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-04-22

WA RA
APPROVED

Since 2019-04-22

Branch Locations

Puyallup, WA • United States

4301 S Pine St Ste 26, Tacoma, WA 98409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gus Paine Insurance Benefit Services	Tacoma	WA	08/1985	Present
Cetera Advisors Llc	Denver	CO	01/2013	04/2018
Lpl Financial, Llc	Tacoma	WA	04/2018	Present

08/1985 → Present

Gus Paine Insurance Benefit Services

Tacoma, WA
01/2013 → 04/2018

Cetera Advisors Llc

Denver, CO
04/2018 → Present

Lpl Financial, Llc

Tacoma, WA

Previous Registrations

2012-05-07 → 2018-05-04

Cetera Advisors Llc

Tacoma, WA

Greenwood Village, CO
2007-09-13 → 2010-12-31

Pacific West Financial Consultants Inc

Renton, WA

Other Businesses

1) 05/02/2018 - DBA for LPL Business (entity for LPL business) - Paine Financial Services - 75% - TACOMA, WA 98409 2) 05/02/2018 - Insurance Agency - Joseph A. Paine, Inc. DBA: Gus Paine Insurance Benefit Services - 40% - TACOMA, WA 98409 3) 05/02/2018 - Non-Variable Insurance - Fixed Insurance - 40% - TACOMA, WA 98409 4) 08/06/2024 - Oasis de Caroleta - Oasis de Caroleta - Investment Related - Palm Springs, CA - Start Date 08/02/2024 - 10 Hours Per Month/ 2 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-24
S63	Uniform Securities Agent State Law Examination	1986-06-20

S65 Uniform Investment Adviser Law Examination

1997-01-24
S63 Uniform Securities Agent State Law Examination

1986-06-20

Designations

View on SEC IAPD