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Mered Oren

Stifel, Nicolaus & Company, Incorporated

Carlsbad, CA

Carlsbad, CA

CRD 1494233

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-24
CA RA APPROVED 2011-01-18
  • TX RA
    APPROVED_RES
    Since 2017-10-24
  • CA RA
    APPROVED
    Since 2011-01-18

Branch Locations

Carlsbad, CA • United States

5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Del Mar CA 01/2011 Present
  • 01/2011 → Present
    Stifel Nicolaus & Co Inc
    Del Mar, CA
Previous Registrations
  • 2008-01-01 → 2011-01-18
    Wells Fargo Clearing Services, Llc
    Encinitas, CA
    Rancho Santa Fe, CA
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Encinitas, CA
    Encinitas, CA
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-17
S63 Uniform Securities Agent State Law Examination 1986-08-29
  • S65 Uniform Investment Adviser Law Examination
    1992-07-17
  • S63 Uniform Securities Agent State Law Examination
    1986-08-29

View on SEC IAPD

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